Closing Date
Nov
22
Reporting to Legal, Risk and Compliance Manager, the job holder will carry out risk management function within KCB Capital Limited. The Manager will oversee the overall adherence to Legal & Regulatory requirements and ensure compliance to applicable policies, operational procedures and internal controls requirements that govern the Subsidiary.
Responsibilities:
To be considered your application must be received by Wednesday, 22nd November 2017
Only short listed candidates will be contacted.
NB: In the event that you are invited to interview for any positions, we will require that you provide us with the following documents:
Apply for this position online at https://irecruitment.kcbbankgroup.com:8000/OA_HTML/RF.jsp?function_id=14296&resp_id=23350&resp_appl_....
Responsibilities:
- Review industry rules and regulations ensuring Capital Market Authority, Nairobi Security Exchange & Central Depository Settlement Corporation regulatory requirements are compiled with and/or operationalized in the business.
- Continuously monitor changes in the regulatory framework and ensure that contractual documents, policies and procedures are up to date and comply with those changes/ reviews.
- Monitor all Brokerage transactions and advise on their potential adverse implications for KCB Capital while ensuring the implementation of mitigating strategies.
- Continuously review and confirm that all Risks (Credit, Market, Legal and Operational Risks) affecting the Business have been identified, assessed and controlled.
- Prepare reports for Management review as well as for the Regulators within the stipulated guidelines and timelines.
- Review all complaints lodged by clients and counterparties and recommend actions to address any weakness in the Internal Systems that led to actions causing the complaint.
- Conduct surprise checks to monitor and ensure adequate operational control standards are in place.
- Provide continuous training / engagements to the Business team and other stakeholders on regulatory issues pertaining to KCB Capital.
- Monitor the Unit’s Risk Register & KRIs ensuring adequate and relevant Business Continuity Plans are maintained and tested regularly.
- Business related degree from an institution recognized by Commission for Higher Education.
- Professional qualification in ACCA / CPA (K) / CFA / AKIB or MBA is an added advantage.
- Minimum of 3 years’ experience in Financial Services Industry; 2 years’ of which must have been in compliance, monitoring & reporting as per CMA, NSE & CDSC regulatory requirements.
- Appreciation of Risk Management with thorough knowledge of Brokerage / Investment Banking products & services; internal controls, operations and regulatory environment
- Team player with demonstrated work ethics; consistently demonstrates a high level of professionalism.
- Effective prioritization skills to meet a complex set of business demands and demonstrate delivery against multiple objectives.
- Assertive, self-motivated with desire to succeed in a fast-paced financial services environment.
To be considered your application must be received by Wednesday, 22nd November 2017
Only short listed candidates will be contacted.
NB: In the event that you are invited to interview for any positions, we will require that you provide us with the following documents:
- National I.D.
- KRA Pin Card
- Birth Certificate of self
- Passport Photo (White Background)
- NSSF Card
- NHIF Card
- Police Clearance Certificate (less than 5 Months old)
- Academic and Professional certificates, including official transcripts
- Certificates of Service from previous employers as applicable
Apply for this position online at https://irecruitment.kcbbankgroup.com:8000/OA_HTML/RF.jsp?function_id=14296&resp_id=23350&resp_appl_....
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